Financial Crime QA (Quality Assurance) | Financial Services
Deloitte · Glasgow, United Kingdom
Role: Financial Crime QA (Quality Assurance)
| Financial Services
Location: Glasgow,
office based 2-3 days per week, the rest remote
Start: ASAP
Contract Duration:
Full-time role (Monday to Friday) 6 months initially (inside IR35)
Payroll provider – Rockford Payroll Info for Contingent Workers – Rockford Pay
About the Role
Deloitte Talent
Solutions are seeking a number
of Financial Crime QA’s (Quality Assurance) within EDD, Screening,
Transaction monitoring and CDD for potential roles.
Roles and
details:
Quality
Assurance Analyst EDD (Global Enhanced EDD – GEDD)
To
independently assess the quality and effectiveness of Enhanced Due Diligence
(EDD) and Financial Crime control activities, ensuring adherence to the banks
policies, procedures, regulatory requirements, and risk management standards.
The role provides assurance over high-risk customer reviews, Politically
Exposed Person (PEP) assessments, Enhanced Due Diligence investigations,
transactional analysis reviews, screening activities, and Financial Crime Exit
decisions, driving continuous improvement across Financial Crime Operations.
· Perform independent Quality Assurance reviews
across GEDDs processes, including:
o Enhanced
Due Diligence (EDD) reviews
o High-Risk
Customer reviews
o PEP
Individual and PEP Entity assessments
o Transactional
Analysis Reviews
o Enhanced
Screening Alerts
o Financial
Crime Exit and Rescinded Exit decisions
Transaction
Monitoring Correspondent Banking Senior Quality Assurance Analyst (AVP &
Analyst)
You will
apply expert judgement to challenge investigation outcomes, identify material
control weaknesses and emerging risk themes, oversee remediation and appeals,
and provide clear insight to senior stakeholders. As a senior subject matter
expert, you will also support quality calibration, colleague accreditation,
coaching and continuous improvement across the Transaction Monitoring Quality
Assurance framework.
· Extensive experience in Correspondent Banking
Transaction Monitoring investigations, quality assurance, quality control or a
closely related financial crime role, with the ability to assess complex
cross-border activity independently.
· In-depth knowledge of money laundering, terrorist
financing and sanctions risks relevant to Correspondent Banking, including
nested relationships, payment transparency, high-risk jurisdictions, Requests
for Information and suspicious activity reporting.
· Proven ability to evaluate whether investigations
are complete, evidence-based and aligned with applicable policies, standards,
procedures and regulatory expectations, and to apply sound judgement when
determining the materiality of errors.
Customer
Due Diligence (CDD) Quality Assurance Analyst
You will review Customer Due Diligence (CDD) and Know Your Customer
(KYC) activities across Corporate Banking and Investment Banking to assess
whether financial crime risks have been appropriately identified, investigated,
documented and managed in line with regulatory requirements and internal
standards. Following training and accreditation, you will apply the Quality
Assurance methodology, relevant policies, standards and procedures to complete
accurate, evidence-based reviews of onboarding, periodic refresh and trigger
event cases, clearly record findings and support the timely remediation of
identified issues.
- Experience in Customer Due Diligence (CDD), Know
Your Customer (KYC), Financial Crime Operations, Quality Assurance, Quality
Control or a related financial crime role, with exposure to Corporate Banking,
Investment Banking or complex legal entity structures.
- Good working knowledge of Anti-Money Laundering
(AML), terrorist financing, sanctions and customer risk management
requirements, including beneficial ownership, ownership and control, source of
wealth, source of funds, customer risk assessments and enhanced due diligence.
- Experience reviewing onboarding, periodic review
(refresh) and trigger event KYC cases, with an understanding of the key risks
associated with corporate entities, financial institutions, funds, trusts and
other complex customer types.
Quality Assurance Analyst – Screening Quality Assurance (Analyst)
To independently assess the quality and effectiveness of Sanctions
Screening and Financial Crime screening controls, ensuring adherence to the
banks policies, procedures, regulatory requirements, and risk management
standards. The role provides assurance over Customer Screening and Payment
Screening alert investigations, helping to identify control weaknesses, improve
decision quality, and strengthen the overall Financial Crime control
environment.
The Screening QA Analyst will perform independent reviews of screening
alert dispositions, sanctions investigations, escalation decisions, and related
Financial Crime activities, providing risk-based assurance that potential
sanctions, terrorist financing, proliferation financing, and other Financial
Crime risks have been appropriately identified, investigated, and managed.
- Perform
independent Quality Assurance reviews across Screening Operations processes,
including:
- Customer Screening alerts
- Payment Screening alerts
- Sanctions investigations
- Name Screening reviews
- Enhanced screening and potential match
assessments
- Sanctions escalations and referral
decisions
- True Positive and False Positive alert
determinations
- Screening-related case management and
documentation
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